To develop, maintain and manage the implementation of the Financial Sector Conduct Regulation & Monitoring Framework by conducting monitoring reviews within the various authorised financial services providers within the SBG to ensure adherence to relevant laws & regulations across all countries / jurisdictions where it conducts business, or has business relationships, so as to protect Standard Bank’s reputation & competitive advantage by ensuring business is done in a compliant manner.
Qualifications
Minimum Qualifications
- First Degree in Banking, Law, Finance and Accounting, Auditing
- RE 1 certification – Mandatory
Experience Required
Regulatory Services
Compliance
- 3-4 years experience assisting in adopting and implementing the combined assurance model. Assist in applying the compliance monitoring methodology requirements to monitoring reviews.
- 5-7 years experience in performing monitoring reviews. Provide compliance-related support to business in conjunction with senior regulatory specialists.
- Follow-up on remedial actions required to mitigate and manage compliance risks that were identified in the course of compliance reviews.
- Comprehensive understanding of the regulatory and business operations of a bank. Understanding of legal principles and the ability to interpret laws. Understanding of compliance methodology.
- Experience in data analytics, scripting/coding and/or data mining would be an advantage.
Additional Information
Behavioral Competencies:
- Convincing People
- Developing Expertise
- Developing Strategies
- Directing People
- Embracing Change
- Empowering Individuals
Technical Competencies:
- Compliance
- Evaluating Risk Management Effectiveness
- Financial Industry Regulatory Framework
- Promote Good Governance, Risk & Control
- Requirements Risk Management
- Risk Management
